Enabling act

An enabling act is a piece of legislation by which a legislative body grants an entity which depends on it for authorization or legitimacy the power to take certain actions. For example, enabling acts often establish government agencies to carry out specific government policies in a modern nation state. The effects of enabling acts from different times and places vary widely.

Contents

In Germany

The German word for an enabling act is Ermächtigungsgesetz. The German word Ermächtigungsgesetz usually refers to the enabling act of March 23, 1933, which became a cornerstone of Adolf Hitler's seizure of power.

Acts of 1914-1927

The first enabling act is dated from August 4, 1914 just after the outbreak of World War I. With the vote of the Social Democrats, the Reichstag (the parliament) agreed to give the government certain powers to take the necessary economic measures during the war. Such enabling acts were also common in other countries. The Reichstag had to be informed, and had the right to abolish a decree based on the enabling act. This ensured that the government used its rights with care and only in rare cases was a decree abolished. The parliament retained its right to make law.[1]

In the Weimar Republic (1919–1933), there were several enabling acts: three in 1919, one in 1920 and one in 1921, three in 1923, one in 1926 and one in 1927. The enabling act on 24 February 1923, originally limited until June 1 but extended until October 31, empowered the cabinet to resist the Occupation of the Ruhr.[2] There was an enabling act on 13 October 1923 and an enabling act on 8 December 1923 that would last until the dissolution of the Reichstag on 13 March 1924.[3]

Most of them had a temporal limit but only vague thematical limits. On the basis of these acts, a vast number of decrees were signed with enormous importance for social and economic life, the judicial system, and taxes. For example, the reform of German currency, the establishment of a single, national railway system and unemployment pay were settled via such decrees (Vollmacht-Verordnungen).[4] The Emminger Reform of 4 January 1924 abolished the jury as trier of fact and replaced it with a mixed system of judges and lay judges in Germany's judiciary which still exists today.

These enabling acts were unconstitutional, as the Weimar constitution did not provide the possibility that one organ (parliament) would transfer its rights to another one (government). But constitutional experts accepted them because they came into existence with a two-thirds majority, the same majority as for constitutional changes. The government had success in gathering those majorities by threatening to call for presidential dictatorial decrees (usually called Notverordnungen), otherwise. In March 1924, the Reichstag wanted to discuss an abolishment of decrees (which was granted by the enabling act of February that year). President Friedrich Ebert dismissed parliament to avoid discussion and abolishments.

In later years, since the radicalization of the nationalists (DNVP) in 1928 and the rise of national socialism from 1930, governments failed to gather two-thirds majorities. Chancellor Heinrich Brüning (1930–1932) worked with presidential decrees which replaced most of ordinary legislature, eventually.

The enabling acts had set a poor and dangerous example. But for the government, they had the advantage that they appeared less unconstitutional and dictatorial compared to presidential decrees. Parliament could prefer those acts because they were valid only for a limited time and included mostly a kind of cooperation (e.g. via a special house committee).

Enabling act of 1933

The German word Ermächtigungsgesetz usually refers to the enabling act of March 23, 1933, officially Gesetz zur Behebung der Not von Volk und Reich ("Law to Remedy the Distress of the People and the State"). It became a cornerstone of Adolf Hitler's seizure of power. Unlike, for example, the Wilhelm Marx enabling act of December 1923, Hitler's act

In comparison to the situation of the 1920s, Hitler's NSDAP and his coalition partner DNVP did have a parliamentary majority since the general elections of March 3, 1933.[5] Those elections and then the voting in the Reichstag were already overshadowed by national socialist terror. On March 23, only the Social Democrat delegates voted against, the Communists were imprisoned, while the Centre and moderate right parties voted yes in order to prevent "worse".

The enabling act of 1933 was renewed by a purely Nazi Reichstag in 1937 and 1939. In 1941 and 1943 it was renewed by decree, in 1943 without temporal limit. Although it states that it is valid only for the duration of the current Hitler government of 1933, it remained even after severe exchanges of ministers. In any case, Hitler called the cabinet together only very rarely after the first months of 1933-the last cabinet meeting happened in 1937. He preferred to "govern" via decrees and personal orders.

Federal Republic

In the Federal Republic of Germany, with its 1949 constitution, there have been no enabling acts. The constitution states that it can be only changed by an explicit alteration of the phrasing.

In the United Kingdom

In the 1930s, both Sir Stafford Cripps and Clement Attlee advocated an enabling act to allow a future Labour government to pass socialist legislation which would not be amended by normal parliamentary procedures and the House of Lords. According to Cripps, his "Planning and Enabling Act" would not be able to be repealed, and the orders made by the government using the act would not be allowed discussion in Parliament.

Cripps also suggested measures against the monarchy, but quickly dropped the idea.[6]

In 1966 Oswald Mosley advocated a government of national unity drawn from "the professions, from science, from the unions and the managers, from businessmen, the housewives, from the services, from the universities, and even from the best of the politicians". This coalition would be a "hard centre" oriented one which would also get Parliament to pass an Enabling Act in order to stop what Mosley described as "time-wasting obstructionism of present procedure". He also claimed that Parliament would always retain the power to dismiss his government by vote of censure if its policies failed or if it attempted to "override basic British freedoms".[7]

In early 2006 the highly controversial yet little-publicised Legislative and Regulatory Reform Bill was introduced to Parliament. This Bill, if enacted into law, would have enabled Government ministers to amend or repeal any legislation (including the L&RR Bill itself), subject to vague and highly subjective restraints, by decree and without recourse to Parliament. The Bill was variously described as the "Abolition of Parliament Bill"[8] and "...of first-class constitutional significance... [and would] markedly alter the respective and long standing roles of minister and Parliament in the legislative process".[9] The Bill is, in essence, an Enabling Act in all but name.

After some amendment by the government and Lords, the Legislative and Regulatory Reform Bill received Royal Assent on 8 November 2006.[10] Amendments included removing its ability to modify itself or the Human Rights Act 1998; most of the other modifications were much more subjectively defined.

In the United States

The term "enabling act" in United States law is usually in relation to the formation of a new U.S. state: legislation is passed by Congress authorizing the people of a territory to frame a constitution; this act also lays down the requirements that must be met as a prerequisite to statehood. These Acts have usually been titled "An Enabling Act for a State of (Name)".[11]

It may also be in relation to the formation of an agency or department. The Federal Food Drug and Cosmetic Act is the enabling Act for the US FDA.

Enabling acts of the United States include:

In Venezuela

In Venezuela, enabling laws allowing the President to rule by decree in selected matters were granted to Rómulo Betancourt (1959),[14] Carlos Andrés Pérez (1974),[15] Jaime Lusinchi (1984),[16] Ramón José Velásquez (1993)[17] and Rafael Caldera (1994).[18] Pérez issued over 3000 decrees under the powers delegated to him.[19]

In mid-2000 a similar law enabled Hugo Chávez to legislate on issues related to the economy, reorganization of government ministries, and crime for one year. Chávez did not take advantage of this act until shortly before its expiration, when he passed 49 decrees in rapid succession, many of them highly controversial.[20][21][22] In 2007, a new enabling act granted President Chávez powers for 18 months, giving the president the ability to rule by decree over certain economic, social, territorial, defense, and scientific matters as well as control over transportation, regulations for popular participation, and rules for governing state institutions.[23]

References

  1. ^ Ernst Rudolf Huber: Deutsche Verfassungsgeschichte seit 1789. Vol. V: Weltkrieg, Revolution und Reichserneuerung. Verlag W. Kohlhammer, Stuttgart et al. 1978, p. 37, 62-67.
  2. ^ Rossiter, Clinton Lawrence (1948). Constitutional Dictatorship: Crisis Government in the Modern Democracies. Transaction Publishers. p. 45. ISBN 9780765809759. http://books.google.com/books?id=rsWXgBcTmbwC&pg=PA45. 
  3. ^ Kennedy, Ellen (2004). Constitutional Failure: Carl Schmitt in Weimar. Duke University Press. p. 150. ISBN 9780822332435. http://books.google.com/books?id=fqYzPDDIrJMC&pg=PA150. 
  4. ^ Ernst Rudolf Huber: Deutsche Verfassungsgeschichte seit 1789. Vol. VI: Die Weimarer Reichsverfassung. Verlag W. Kohlhammer, Stuttgart et al. 1981, p. 438-449.
  5. ^ Sylvia Eilers: Ermächtigungsgesetz und militärischer Ausnahmezustand zur Zeit des ersten Kabinetts von Reichskanzler Wilhelm Marx 1923/1924, PhD thesis Cologne 1987, Cologne 1988, p. 163.
  6. ^ "Road to Wigan Pier". http://www.marxist.com/hbtu/chapter_15.html. Retrieved 29 April 2008. 
  7. ^ "Oswald Mosley, Briton, Fascist, European". OswaldMosley.com. http://www.oswaldmosley.com/misc_documents/ombfe.htm. Retrieved 29 April 2008. 
  8. ^ Who wants the Abolition of Parliament Bill? The Times, 21 February 2006
  9. ^ Finkelstein, Daniel (15 February 2006). "How I woke up to a nightmare plot to steal centuries of law and liberty". The Times (London). http://www.timesonline.co.uk/article/0,,6-2040625,00.html. Retrieved 16 January 2007. 
  10. ^ Legislative and Regulatory Reform Bill receives Royal Assent, Press release CAB066/06 from the Cabinet Office, 8 November 2006.
  11. ^ Official Name and Status History of the several States and U.S. Territories, TheGreenPapers.com (listed)
  12. ^ "Enabling Act". http://www.azleg.state.az.us/const/enabling.pdf. Retrieved 29 April 2008. 
  13. ^ Piecemal Amendment of the Constitution of New Mexico 1911 to 2006 Seventeenth Revision, January 2007, New Mexico Legislative Council Service
  14. ^ Crisp (1998:146-7)
  15. ^ "Historia de Venezuela en Imágenes. Capítulo VIII 1973 /1983. La Gran Venezuela". La experiencia democrática 1958 / 1998. Fundación Polar. http://www.fpolar.org.ve/Encarte/fasciculo24/fasc2402.html. Retrieved 21 January 2007. (Spanish)
  16. ^ "El tema: Historia democrática venezolana". Globovisión. 28 November 2006. http://www.globovision.com/news.php?nid=43974. Retrieved 21 January 2007. (Spanish)
  17. ^ "Ramón José Velásquez Mújica". Centro de Investigación de Relaciones Internacionales y desarrollo. 21 September 2006. http://www.cidob.org/es/documentacion/biografias_lideres_politicos/america_del_sur/venezuela/ramon_jose_velasquez_mujica. Retrieved 21 January 2007. (Spanish)
  18. ^ Crisp, Brian F. (1998), "Presidential Decree Authority in Venezuela", in John M. Carey and Matthew Soberg Shugart (eds, 1998), Executive decree authority, Cambridge University Press. p150
  19. ^ Crisp (1998:168)
  20. ^ "Land for People not for Profit in Venezuela". venezuelanalysis.com. 23 August 2005. http://www.venezuelanalysis.com/articles.php?artno=1529. Retrieved 29 April 2008. 
  21. ^ "Attorney General's Office admits that Venezuelan government exceeded its authority in enacting Enabling Law". eluniversal.com. 22 July 2004. http://buscador.eluniversal.com/2004/07/22/en_pol_art_22A477445.shtml. Retrieved 29 April 2008. 
  22. ^ "Venezuela". U.S Department of State. 4 March 2002. http://www.state.gov/g/drl/rls/hrrpt/2001/wha/8229.htm. Retrieved 29 April 2008. 
  23. ^ "Rule by decree passed for Chavez". BBC News. 19 January 2007. http://news.bbc.co.uk/2/hi/americas/6277379.stm. Retrieved 19 January 2007.